AB703 - Racial discrimination: definition. Sponsor: Mervyn Dymally / 2003-2004 Legislature

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Summary
This bill defines race discrimination for the purposes of the California Constitution and interprets that provision.
Status
This bill became law.
BILL ANALYSIS                                                                                                                                                                                                    






                           SENATE JUDICIARY COMMITTEE
                            Martha M. Escutia, Chair
                           2003-2004 Regular Session


          AB 703                                                 A
          Assembly Member Dymally                                B
          As Amended May 19, 2003
          Hearing Date:  June 17, 2002                           7
          Government Code                                        0
          GMO:cjt                                                3
                                                                 

                                     SUBJECT
                                         
                             Racial Discrimination

                                   DESCRIPTION 

          This bill would provide a statutory definition of "racial  
          discrimination" that is based on the language used in the  
          International Convention on the Elimination of All Forms of  
          Racial Discrimination, adopted by the United Nations  
          General Assembly, signed by the United States and ratified  
          by the United States Senate.

          The bill also would provide that Section 31, Article 1 of  
          the California Constitution shall not be interpreted to  
          grant an individual a private cause of action to challenge  
          any special measures adopted for the purpose of securing  
          adequate advancement of racial groups requiring protection  
          pursuant to the International Convention provision, and  
          that special measures shall not be interpreted as  
          preferential treatment under Section 31.

          Lastly, the bill would provide that Section 31, Article 1  
          of the California Constitution shall not be construed to  
          require government to prove racial discrimination before  
          undertaking special measures for the purpose of securing  
          adequate advancement of racial minority groups needing  
          protection pursuant to the relevant International  
          Convention provision. 

                                    BACKGROUND  

                                                                 
          (more)



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          The United Nations General Assembly adopted the  
          International Convention on the Elimination of All Forms of  
          Racial Discrimination on December 21, 1965.  The United  
          States signed the international treaty on September 28,  
          1966.  The treaty was ratified by the U.S. Senate on June  
          24, 1994.

          The International Convention on the Elimination of All  
          Forms of Racial Discrimination (IC) provides a definition  
          of "racial discrimination" and a declaration that special  
          measures undertaken for the sole purpose of securing  
          adequate advancement of certain racial or ethnic groups or  
          individuals requiring protection are not to be deemed  
          racial discrimination. Both the definition and the  
          declaration are contained in their entirety in AB 703.

          The author states that even though California law prohibits  
          "racial discrimination," there is no legal definition of  
          the term in California's system of jurisprudence, thus  
          resulting in confusion and conflict over implementation of  
          the California Constitution's prohibition on discrimination  
          by the State, as provided by Section 31, Article 1.  

          Section 31, Article 1 was added to the California  
          Constitution by Proposition 209 in 1996.  The California  
          Supreme Court, in  Hi-Voltage Wire Works, Inc. v. City of  
          San Jose  (2000) 24 Cal.4th 527, held that the voters, in  
          approving Proposition 209, intended to adopt the original  
          construction of the Civil Rights Act and to prohibit the  
          kind of preferential treatment accorded by the City of San  
          Jose's program to increase participation by minority- and  
          women-owned businesses in contracting with the city.  Other  
          suits have followed, asking the courts to determine whether  
          various statutory schemes that fall within the rubric of  
          "affirmative action" [see  Connerly v. State Personnel Board   
          (2001) 92 Cal.App.4th  16], or whether school transfer  
          policies that require race and ethnic balancing [see  
          Crawford v. Huntington Beach Union High School District   
          (2002) 98 Cal.App.4th 1275] violate federal and state  
          principles of equal protection and Section 31 of Article 1  
          of the California Constitution.

          This bill is intended to resolve the perceived confusion  
          and conflict resulting from the lack of definition of  
          racial discrimination under Section 31, Article 1 of the  
                                                                       




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          Constitution, to expressly prohibit any individual  
          challenge to special measures designed to adequately  
          advance protected classes, and to specify that government  
          need not prove racial discrimination before undertaking  
          these special measures.

                             CHANGES TO EXISTING LAW
           
           Existing law  , Section 31 of Article 1 of the California  
          Constitution, prohibits the State and all its political  
          subdivisions and government instrumentalities from  
          discriminating against, or granting preferential treatment  
          to, any individual or group on the basis of race, sex,  
          color, ethnicity, or national origin in the operation of  
          public employment, public education, or public contracting.

           This bill  would provide that "discrimination on the basis  
          of race" and "racial discrimination" shall have the same  
          meaning as "racial discrimination" as defined by Paragraph  
          1 of Article 1 of Part I of the International Convention on  
          the Elimination of All forms of Racial Discrimination.

           This bill  would thus define "racial discrimination" to mean  
          "any distinction, exclusion, restriction or preference  
          based on race, colour, descent, or national or ethnic  
          origin which has the purpose or effect of nullifying or  
          impairing the recognition, enjoyment or exercise, on an  
          equal footing, of human rights and fundamental freedoms in  
          the political, economic, social, and cultural or any other  
          field of public life."

           This bill  would declare that special measures undertaken  
          for the sole purpose of securing adequate advancement of  
          certain ethnic groups or individuals requiring  such  
          protection as may be necessary in order to ensure that such  
          groups or individuals equal enjoyment or exercise of human  
          rights and fundamental freedoms shall not be deemed racial  
          discrimination, provided these measures do not result in  
          separate rights for different racial groups and are  
          discontinued after the objectives for which they were taken  
          have been achieved.

           The bill  would further provide, "in order to assist the  
          United States in fulfilling its international obligation to  
          pursue a policy to eliminate all forms of racial  
                                                                       




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          discrimination," that:

               a)   except for its prohibition against preferential  
                 treatment, Section 31 of Article 1 of the California  
                 Constitution shall not be interpreted to grant an  
                 individual a private cause of action to challenge  
                 special measures for the purpose of securing  
                 adequate advancement of those racial groups  
                 requiring protections pursuant to the International  
                 Convention; 
               b)   special measures shall not be interpreted as  
                 preferential treatment;     and
               c)   Section 31 of Article 1 of the California  
                 Constitution shall not be construed as requiring the  
                 government to prove racial discrimination before  
                 undertaking special measures for the purpose of  
                 securing advancement of those racial minority groups  
                 needing protection pursuant to the International  
                 Convention.

           The bill  quotes Paragraph 1 of Article 2 of Part 1 of the  
          International Convention on the Elimination of All Forms of  
          Racial Discrimination, which details the "special measures"  
          or actions to be taken by State parties to the convention,  
          in its entirety.  (For details, see Comment 4.)

                                     COMMENT
           
          1.    Need for the bill
           
            The author states: 

               Section 31 of Article 1 of the California  
               Constitution has caused confusion over the  
               definition of "racial and ethnic discrimination."  
               Some institutions have interpreted this Section as  
               requiring them to abandon equal opportunities for  
               minorities.  As a result, the employment for these  
               individuals as faculty has decreased significantly,  
               particularly in the California State University and  
               the Community Colleges systems.  The problem that  
               this [section] poses is that it prohibits racial  
               discrimination, but there is no definition of  
               racial discrimination contained in the [section].   
               In fact, there is no legal definition of this term  
                                                                       




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               in federal statutes.  Consequently, by prohibiting  
               racial discrimination without a definition of this  
               term has caused a lot of confusion among state  
               agencies that are trying to adhere to the  
               guidelines of the federal government in receiving  
               government funds?As a result of Section 31, many of  
               these institutions have discontinued these programs  
               in fear that they may violate this section.  They  
               are confused as to how to achieve a policy of  
               diversity, which is designed to promote the public  
               good, and at the same time adhere to both Section  
               31 and the federal guidelines."

          2.    Section 31 of Article 1 of the California Constitution  
          and the courts

            The Ninth Circuit Court of Appeals found that Proposition  
            209 (which amended Section 31 into Article 1 of the  
            California Constitution) did not violate federal equal  
            protection. [  Coalition for Economic Equality v. Wilson   
            (9th Cir. 1997) 122 F. 3d 692.]  "Rather than classifying  
            individuals by race or gender, Proposition 209 prohibits  
            the State from classifying individuals by race or  
            gender." [  Id.  , at 702]

            As anticipated by the proponents of Proposition 209, the  
            courts have had to rule on whether or not various  
            affirmative action programs, plans and policies in public  
            employment, public education, and public contracting  
            provide preferential treatment prohibited by Section 31  
            of Article 1 since the proposition was passed by the  
            voters.  The Supreme Court, in  Hi-Voltage Wire Works,  
            Inc. v. City of San Jose  (2000) 24 Cal.4th  537,  
            unanimously found that in Section 31, Article 1, the word  
            "discriminate" means "to make distinctions in treatment;  
            show partiality (in favor of) or prejudice (against)";  
            that the word "preferential" means "giving preference,  
            which is a giving of priority or advantage to one  
            person?over others"; that the voters did not intend the  
            word "preferential" to have any other meaning, and that  
            not all affirmative action programs and policies would be  
            prohibited by this provision. "Although this court has  
            concluded that the two components of the city's public  
            contracting program that are challenged in this case  
            violate article 1, section 31, this determination should  
                                                                       




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            not obscure the important point that this constitutional  
            provision does not prohibit all affirmative action  
            programs or preclude governmental entities in this state  
            from initiating a great variety of proactive steps in an  
            effort to address the continuing effects of past  
            discrimination or exclusion, and to extend opportunities  
            in public employment, public education, and public  
            contracting to all members of the community." [C.J.  
            George, in his concurring/dissenting opinion in  
             Hi-Voltage , supra, at 597.]  (The majority opinion in  
             Hi-Voltage  was criticized in the dissent only because it  
            delved into an "unnecesary discussion" and historical  
            review of discrimination in the country and affirmative  
            action programs that predated the proposition.)   Thus,  
            outreach or recruitment efforts which are designed to  
            broaden the pool of potential applicants without reliance  
            on impermissible race or gender classifications are not  
            constitutionally forbidden. [  Connerly v. State Personnel  
            Board  (2001) 92 Cal.App.4th 16, citing  Hi-Voltage  ,  
            supra.]

          3.    Racial discrimination defined
           
            Section 31, Article 1 provides that "The State shall not  
            discriminate against, or grant preferential treatment to,  
            any individual or group on the basis of race, sex, color,  
            ethnicity, or national origin in the operation of public  
            employment, public education, or public contracting."   
            The "State" includes all public agencies and  
            instrumentalities of the state.

            AB 703 contains legislative findings and declarations  
            that  Section 31, Article 1 prohibits racial  
            discrimination, that "racial discrimination" is not  
            defined, and that the lack of a legal definition of the  
            term has led to confusion and conflict over  
            implementation of Section 31, Article 1.

            There is no definition of  the phrase "racial  
            discrimination" in statutory or case law, although there  
            is a body of law, predating Proposition 209, that has  
            determined, on a case-by-case basis, what constitutes  
            "discrimination" or discriminatory practice in the  
            context of employment, housing or in a variety of  
            entitlement situations.
                                                                       




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            This bill introduces the phrase "racial discrimination"  
            in order to provide a guideline for the construction and  
            implementation of Section 31, Article 1, as it applies to  
            race.

            AB 703 would import into state statute the wording of  
            "racial discrimination" adopted by the United States in  
            signing and ratifying the International Convention on the  
            Elimination of All Forms of Racial Discrimination.  If  
            enacted, AB 703 would thus define "racial discrimination"  
            as:

               "any distinction, exclusion, restriction or  
               preference based on race, colour, descent, or  
               national or ethnic origin which has the purpose or  
               effect of impairing the recognition, enjoyment or  
               exercise, on an equal footing, of human rights and  
               fundamental freedoms in the political, economic,  
               social, cultural or any other field of public life.

               Special measures taken for the sole purpose of  
               securing adequate advancement of certain racial or  
               ethnic groups or individuals requiring such  
               protection as may be necessary in order to ensure  
               such groups or individuals equal enjoyment or  
               exercise of human rights and fundamental freedoms  
               shall not be deemed racial discrimination,  
               provided, however, that such measures do not, as a  
               consequence, lead to the maintenance of separate  
               rights for different racial groups and that they  
               shall not be continued after the objectives for  
               which they were taken have been achieved."  
           
          4.    "Special measures" also defined  

            The "special measures" referred to in the definition of  
            "racial discrimination" that this bill would enact are  
            also lifted from language in the International  
            Convention.  These "special measures" would require a  
            participant State Party (nation adopting the  
            International Convention) to "pursue by all appropriate  
            means and without delay a policy of eliminating  
            discrimination in all its forms and promoting  
            understanding among all races" by:
                                                                       




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            a)  engaging in no act or practice of racial  
              discrimination and ensuring that all public authorities  
              and public institutions act in conformity with this  
              obligation;
            b)  undertaking not to sponsor, defend, or support racial  
              discrimination by  
               any person or organization;
            c)  taking effective measures to review governmental,  
              national and local policies and to amend, rescind or  
              nullify those laws and regulations that create or  
              perpetuate racial discrimination;
            d)  prohibiting and bringing to an end by all appropriate  
              means, including by enacting required legislation,  
              racial discrimination by persons, groups, or  
              organizations;
            e) encouraging integrationist multiracial organizations  
              and movements and other means of eliminating barriers  
              between races and discouraging anything which tends to  
              strengthen racial division.

            In construing Section 31, Article 1, the  Hi-Voltage  court  
            did not recognize any "special measures" as defined by AB  
            703 (nor did any of the other cases applying Section 31).  
             But neither did the court dismiss the validity of  
            affirmative action programs (which could fall into a  
            special measures definition) in general.

            In addition to defining what these "special measures"  
            are, AB 703 also would provide that Section 31, Article 1  
            shall not be construed to require the government to prove  
            racial discrimination before undertaking these special  
            measures. 

            Lastly, AB 703 would specify that, except for actions  
            brought relating to the prohibition against preferential  
            treatment, Section 31, Article 1 shall not be interpreted  
            as granting an individual a private cause of action to  
            challenge any special measures as defined above.   
             Hi-Voltage  was brought by an individual plaintiff who  
            claimed that the affirmative action program used by the  
            City of San Jose violated Section 31 by effectively  
            giving preferential treatment to women and minority  
            businesses in public contracts issued by the city.   
            Because the company (Hi-Voltage Wire Works, Inc.) who was  
                                                                       




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            the low bidder who could not comply with the affirmative  
            action requirements of the city was joined by a private  
            taxpayer who was not affected by the city's policies  
            directly, the court arguably recognized a private cause  
            of action to challenge the city's program on other than  
            the preferential basis ground.  This bill would expressly  
            prohibit such private causes of action, except for cases  
            based on the prohibition against granting preferential  
            treatment.

          5.   Suggested amendment
           
            The following clarifying amendment is suggested:

            On page 4, line 28, after "measures" insert:undertaken

          Support: California Association of Urban League Executives;  
                 California State Conference of the National  
                 Association for the Advancement of Colored People;  
                 East Bay Municipal Utility District; California  
                 Black Faculty and Staff Association; Association of  
                 Black Personnel in City Government; American Civil  
                 Liberties Coalition; Mexican American Legal Defense  
                 and Educational Fund (MALDEF)

          Opposition: None Known

                                     HISTORY
           
          Source: Author

          Related Pending Legislation: None Known

          Prior Legislation: None Known

          Prior Vote: Asm. Jud. (Ayes 10, Noes 1); Asm. Flr. (Ayes  
          48, Noes 27)


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